Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Chi-chingchen Tung is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over 10 billion dollars in assets under management. Julie has been in the financial services industry since 1996, and her career has included various roles at BANC of AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, CHARLES SCHWAB & CO., INC., WELLS FARGO INVESTMENTS, LLC, and Wells Fargo Advisors LLC. Julie is registered with the state of California to provide investment advice and is also a registered representative with FINRA. Julie is able to work with a variety of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (MILLBRAE CA)
CA
07/16/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILLBRAE CA)
MA
05/04/2001 - 01/19/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/18/1997 - 05/16/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
09/04/1996 - 11/11/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 09/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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