Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Wallace is a financial advisor with Ameriprise Financial Services, LLC. Julie has been in the financial services industry since 2000 and is registered to provide investment advice in Arizona, California, Florida, Missouri, and Oregon. Julie also has a Series 6, Series 7, and Series 66 license. Julie has experience working with individuals, high-net-worth individuals, businesses, trusts, estates, pension and profit-sharing plans, and charitable organizations. Julie provides financial planning, asset allocation services, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/12/2024 - Present
Ameriprise Financial Services, LLC (Petaluma CA)
CA
10/17/2014 - 02/14/2024
WELLS FARGO CLEARING SERVICES, LLC (PETALUMA CA)
CA
05/23/2012 - 10/31/2014
SORRENTO PACIFIC FINANCIAL, LLC (MARTINEZ CA)
CA
01/06/2012 - 02/15/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN JOSE CA)
CA
06/17/2011 - 01/06/2012
WORLD GROUP SECURITIES, INC. (SAN JOSE CA)
CA
11/21/2008 - 06/16/2009
EDWARD JONES (SAN RAMON CA)
NJ
02/08/2000 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
01/20/1997 - 11/30/1999
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
CA
07/03/1996 - 01/15/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 12/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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