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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Anne Liske is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Julie has been in the industry since August 3, 1996. She has been registered with Wells Fargo Clearing Services, LLC since August 10, 2011. Previously, Julie was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Julie holds the Series 63, Series 66, Series 7, Series 9, Series 10, Series 31, SIE, and Series 99TO licenses. Julie is currently registered in Arkansas, California, Massachusetts, and Utah. Julie specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2011 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
06/01/2009 - 08/05/2011
MORGAN STANLEY SMITH BARNEY (SAN JOSE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN JOSE CA)
CA
08/01/1996 - 04/02/2007
MORGAN STANLEY DW INC. (SAN JOSE CA)
BOTH
Issued 05/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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