Unclaimed
Julie Duclos is a financial professional with over 20 years of experience in the securities industry. Julie is currently registered with Fidelity Brokerage Services LLC and holds a Series 63, Series 7, Series 9, Series 10 and SIE licenses. Julie began her career in the financial services industry in January 2001 and has served as a Registered Representative and General Securities Sales Supervisor for the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/29/2001 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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