Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Ann Schmiel is a financial advisor with RBC Capital Markets, LLC. Julie has been in the financial services industry since 1988, and has been with RBC Capital Markets since 2008. Julie is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in several states, including Minnesota, Texas and Washington. Julie specializes in providing investment advice to individuals, businesses, and institutions. She has experience in developing and implementing investment strategies, managing portfolios, and providing financial planning services. Prior to joining RBC Capital Markets, Julie held positions at UBS PaineWebber Inc., Dain Rauscher Incorporated, and Miller, Johnson & Kuehn, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
04/25/2003 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
NJ
06/12/1998 - 05/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/02/1998 - 06/15/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/01/1991 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
03/01/1990 - 11/15/1990
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
07/19/1988 - 03/10/1990
ALLISON-WILLIAMS COMPANY (ROSEVILLE MN)
IA
Issued 02/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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