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Julie Ann Peterson

Charles Schwab & CO., Inc.

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About Julie Ann Peterson

Julie Ann Peterson is an investment advisor representative who has been working in the industry since 1994. Julie is currently registered with Charles Schwab & CO., Inc., a firm based in San Francisco, California. She has been with Charles Schwab since 2016 and has been an investment advisor representative for many years. Prior to joining Charles Schwab, Julie Ann Peterson was registered with Wisconsin Discount Securities Corporation in Milwaukee, Wisconsin, where she was employed from 1993 to 2016. Julie is licensed in several states including Wisconsin, where she holds both broker-dealer and investment advisor registrations.

Firm Information

Julie Peterson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Julie Peterson’s Registration & Firm History

WI

12/18/2017 - Present

Charles Schwab & CO., Inc. (Mequon WI)

WI

04/20/1994 - 08/01/2016

WISCONSIN DISCOUNT SECURITIES CORPORATION (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 12/18/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2010

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1994

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Julie Ann Peterson.
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