Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Ann Nawrocki is a financial advisor who has been working in the industry since 2002. Julie is currently registered with Benjamin F. Edwards & Company, Inc. in Red Bank, NJ. Previously, Julie worked for Garden State Securities, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. Julie has passed several industry exams including the Series 7, 3, 63, 66, 9, 10, and 24 exams. Julie is also a registered Investment Advisor in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/24/2014 - Present
Benjamin F. Edwards & Company, Inc. (RED BANK NJ)
NJ
08/10/2010 - 02/07/2014
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NJ
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (TOMS RIVER NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOMS RIVER NJ)
MD
05/30/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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