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Julie Ann Mayfield

Cetera Investment Services LLC

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About Julie Ann Mayfield

Julie Mayfield is a registered representative with Cetera Investment Services LLC. She is licensed to sell securities in Kansas. Julie Mayfield holds the Series 6TO, Series 63 and SIE licenses. Julie Mayfield has been in the securities industry since May 13, 2022.

Firm Information

Julie Mayfield is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Mayfield’s Registration & Firm History

KS

05/13/2022 - Present

Cetera Investment Services LLC (TOPEKA KS)

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Licenses & Designations

BC

Issued 10/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Ann Mayfield.
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