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Julie Ann Jacques

Guggenheim Funds Distributors, LLC

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About Julie Ann Jacques

Julie Ann Jacques is a financial professional with over a decade of experience in the industry. Julie has held positions with Guggenheim Funds Distributors, LLC, Guggenheim Distributors, LLC, and Rydex Distributors, LLC. Currently, Julie is registered with Guggenheim Funds Distributors, LLC. Julie is a Series 27, Series 99TO, and SIE licensed representative.

Firm Information

Julie Jacques is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Julie Jacques’s Registration & Firm History

KS

10/04/2012 - Present

Guggenheim Funds Distributors, LLC (OVERLAND PARK KS)

KS

02/29/2012 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (TOPEKA KS)

MD

07/15/2010 - 10/31/2011

RYDEX DISTRIBUTORS, LLC (ROCKVILLE MD)

KS

06/07/2010 - 10/31/2011

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

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Licenses & Designations

BC

Issued 06/05/2010

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Ann Jacques.
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