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Julie Ann Giardina

Cantor Fitzgerald & Co.

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About Julie Ann Giardina

Julie Ann Giardina is a financial professional with over 25 years of experience in the industry. Currently, Julie is registered with Cantor Fitzgerald & Co. where she is a representative for the firm. Julie has been with Cantor Fitzgerald & Co. since 2008. Prior to joining Cantor Fitzgerald & Co., Julie was a representative for ICAP Corporates LLC. Julie is registered to provide securities related services in a variety of states. Julie is licensed with FINRA as a General Securities Representative and has passed the Securities Industry Essentials exam. Julie is also licensed with the State of New York as a Securities Agent.

Firm Information

Julie Giardina is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Giardina’s Registration & Firm History

NY

03/03/2008 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/03/2006 - 01/03/2008

ICAP CORPORATES LLC (NEW YORK NY)

NJ

03/30/2005 - 07/12/2006

INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)

NY

11/01/2004 - 04/04/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

11/17/2003 - 11/01/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

NJ

09/03/2003 - 11/13/2003

INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)

NY

11/01/2002 - 09/03/2003

GARBAN CORPORATES LLC (NEW YORK NY)

UT

12/21/2001 - 11/14/2002

ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)

MA

07/07/2000 - 08/23/2001

VISIBLE MARKETS, INC. (BOSTON MA)

CT

05/28/1997 - 06/22/2000

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Julie Ann Giardina.
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