Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Flores is a financial professional with over a decade of experience in the industry. Julie has held positions at several firms including Securities America, Inc., TIAA-CREF Individual & Institutional Services, LLC, BOK Financial Securities, Inc. and Wells Fargo Advisors, LLC. Currently, Julie is registered with MissionSquare Retirement as a registered representative. Julie holds Series 7, 63, and 66 securities licenses and is a registered investment advisor in Colorado, New Mexico and Texas. Julie is passionate about helping clients achieve their financial goals. She is committed to providing personalized advice and guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NM
03/25/2024 - Present
Missionsquare Retirement (Albuquerque NM)
NM
02/15/2023 - 03/13/2024
SECURITIES AMERICA, INC. (Albuquerque NM)
NM
06/19/2018 - 03/09/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ALBUQUERQUE NM)
NM
05/02/2017 - 05/21/2018
BOK FINANCIAL SECURITIES, INC. (ALBUQUERQUE NM)
NM
05/26/2016 - 07/05/2016
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
NM
01/27/2016 - 03/15/2016
WELLS FARGO ADVISORS, LLC (ALBUQUERQUE NM)
NM
07/10/2014 - 09/22/2015
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
NM
03/15/2011 - 06/10/2014
MORGAN STANLEY (ALBUQUERQUE NM)
NM
05/05/2010 - 11/03/2010
WELLS FARGO INVESTMENTS, LLC (ALBUQUERQUE NM)
BOTH
Issued 02/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Julie Flores is the right advisor for you? Invested Better is here to help.
