Invested Better
Unclaimed

Unclaimed

Unclaimed

Julie Ann Dorley

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Julie? Claim Your Profile

About Julie Ann Dorley

Julie Ann Dorley is a financial professional with over 18 years of experience in the industry. Julie is registered with Nylife Securities LLC. Julie holds the Series 6, 63, 6TO, SIE, and 26 licenses. Julie is currently registered in Massachusetts and has previously been registered in Arizona. Julie's previous experience includes working with PFS Investments Inc. in Tucson, Arizona.

Firm Information

Julie Dorley is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Julie Dorley’s Registration & Firm History

MA

07/05/2024 - Present

Nylife Securities LLC (MEDWAY MA)

AZ

01/09/2006 - 12/31/2010

PFS INVESTMENTS INC. (TUCSON AZ)

Not sure if Julie Ann Dorley is right for you?

Licenses & Designations

BC

Issued 08/24/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/11/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Ann Dorley.
Not sure if Julie Ann Dorley is right for you?