Unclaimed
Julie Ann Dorley is a financial professional with over 18 years of experience in the industry. Julie is registered with Nylife Securities LLC. Julie holds the Series 6, 63, 6TO, SIE, and 26 licenses. Julie is currently registered in Massachusetts and has previously been registered in Arizona. Julie's previous experience includes working with PFS Investments Inc. in Tucson, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/05/2024 - Present
Nylife Securities LLC (MEDWAY MA)
AZ
01/09/2006 - 12/31/2010
PFS INVESTMENTS INC. (TUCSON AZ)
BC
Issued 08/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/11/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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