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Julie Ann Ali

Citizens Securities, Inc.

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About Julie Ann Ali

Julie Ann Ali is a financial professional with over 20 years of experience in the securities industry. Julie is currently registered with Citizens Securities, Inc. in Johnston, RI and holds Series 4, 7, 24, 66, SIE, and 99TO licenses. Before joining Citizens Securities, Inc., Julie was employed at NORTHERN TRUST SECURITIES, INC. in Chicago, IL, BANC ONE SECURITIES CORPORATION in Chicago, IL, FIRST CHICAGO NBD INVESTMENT SERVICES, INC. in Chicago, IL, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, NY. Julie specializes in providing investment advice and financial planning to individuals, corporations, and high-net-worth clients.

Firm Information

Julie Ali is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Julie Ali’s Registration & Firm History

RI

01/09/2023 - Present

Citizens Securities, Inc. (JOHNSTON RI)

IL

01/14/2004 - 12/20/2022

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

IL

02/01/1999 - 10/03/2002

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

05/11/1998 - 02/01/1999

FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

11/20/1997 - 04/08/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/18/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2010

Series 4 - Registered Options Principal Examination

BC

Issued 01/11/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Ann Ali.
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