Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Adele Graham is an investment advisor representative at NFP Retirement Inc. and has been in the industry since 1995. She is licensed in both California and Texas and holds several securities licenses including Series 6, 7, and 63. In addition to her work with NFP Retirement, Julie is a board member for the South Texas Symphony Orchestra.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/25/2012 - Present
NFP Retirement Inc. (AUSTIN TX)
CA
07/31/2014 - 03/31/2017
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
12/08/2004 - 07/23/2014
FINANCIAL TELESIS INC (ALISO VIEJO CA)
IA
11/02/2001 - 12/07/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
05/25/2001 - 09/14/2001
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
02/14/1995 - 06/15/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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