Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Maughan is a registered representative with Fidelity Brokerage Services LLC. Julie has been in the securities industry since July 27, 2005. Julie has a Series 6, 7, 9, 10, 63, and SIE licenses and is registered in 53 states and the District of Columbia. Fidelity Brokerage Services LLC is a registered broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
07/27/2005 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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