Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julianne? Claim Your ProfileJulianne Mary Smith is an active investment advisor representative. Julianne Smith has been in the industry for over 18 years. Julianne Smith is currently registered with Secure Planning, LLC and is also registered with the states of Florida, Indiana, Maine, Massachusetts, New Hampshire, and Ohio. Julianne Smith has been with Secure Planning, LLC since June of 2006. Prior to joining Secure Planning, LLC Julianne Mary Smith was employed by MML Investors Services, Inc. in Bedford, MA, Ohio Savings Securities, Inc. in Cleveland, OH, and American Express Financial Advisors Inc. and IDS Life Insurance Company both in Minneapolis, MN. Julianne Smith is licensed with the FINRA and holds Series 7, 99TO, and 14, 24, 53, and 63 licenses. Julianne Smith has a total of 6 approved state registrations, including 1 IA registration. Julianne Mary Smith provides financial planning and portfolio management services to individuals and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
06/14/2006 - Present
Secure Planning, LLC (PORTSMOUTH NH)
MA
08/17/2005 - 06/09/2006
MML INVESTORS SERVICES, INC. (BEDFORD MA)
OH
11/04/2004 - 06/27/2005
OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)
MN
05/04/2004 - 08/20/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/04/2004 - 08/20/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/28/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/11/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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