Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julianne? Claim Your ProfileJulianne Llanes is a financial professional with over 14 years of experience in the securities industry. She is currently registered with TD Securities (usa) LLC in New York, NY. Prior to her current role, Julianne Llanes worked at Cowen and Company. Julianne Llanes has a strong foundation in securities, having passed the Series 7, Series 63, Series 99TO, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
06/26/2009 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 03/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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