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Julianne Lesh Malone

State Street Global Advisors Funds Distributors, LLC

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About Julianne Lesh Malone

Julianne Lesh Malone is a financial professional with over 15 years of experience in the industry. Julianne is currently registered with State Street Global Advisors Funds Distributors, LLC and is licensed to provide securities and investment advisory services in all 50 states, the District of Columbia, and Puerto Rico. Prior to joining State Street Global Advisors Funds Distributors, LLC, Julianne has held positions at several other firms including Fidelity Distributors Company LLC, Wells Fargo Securities, LLC, Wells Fargo Funds Distributor, LLC, Evergreen Investment Services, Inc., and Vanguard Marketing Corporation. Julianne holds the Series 6, Series 7, Series 63, and SIE licenses.

Firm Information

Julianne Malone is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julianne Malone’s Registration & Firm History

MA

12/22/2022 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

RI

01/16/2019 - 03/28/2022

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

NC

07/25/2018 - 12/26/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

01/04/2010 - 06/21/2018

WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)

NC

05/23/2007 - 01/04/2010

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NC

10/17/2006 - 05/21/2007

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/16/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julianne Lesh Malone.
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