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Juliana Theolind Bergeron

Northwestern Mutual Investment Services, LLC

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About Juliana Theolind Bergeron

Juliana Bergeron is a financial professional with over 40 years of experience in the industry. Juliana is currently registered with Northwestern Mutual Investment Services, LLC, and previously worked with Robert W. Baird & Co. Incorporated, North American Management, Inc., and John Hancock Distributors, Inc. Juliana is licensed to provide investment advice in 19 states including California, Connecticut, Florida, Georgia, and Illinois. Juliana is a Series 6, 63, 65, and 26 licensed professional and holds the SIE exam. Juliana is a valuable resource for financial advice and investment solutions.

Firm Information

Juliana Bergeron is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Juliana Bergeron’s Registration & Firm History

NH

01/12/1994 - Present

Northwestern Mutual Investment Services, LLC (KEENE NH)

WI

01/12/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

SD

12/16/1985 - 11/01/1994

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

NA

03/07/1981 - 10/24/1985

JOHN HANCOCK DISTRIBUTORS, INC.

NA

03/07/1981 - 10/24/1985

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 03/26/2001

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/26/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juliana Theolind Bergeron.
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