Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juliana? Claim Your ProfileJuliana R. Gingerich is a financial advisor with over 20 years of experience in the financial services industry. Juliana is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Colorado and Texas. Juliana has held previous registrations with several other firms, including Fidelity Brokerage Services LLC, Infinex Investments, Inc., IFMG Securities, Inc., AXA Advisors, LLC, and Western International Securities, Inc. Juliana holds the Series 7, Series 66, and SIE licenses. She is also a registered Investment Advisor Representative in Colorado and Texas. Juliana has a diverse client base that includes individuals, families, businesses, and institutions. Juliana specializes in providing a wide range of financial services, including portfolio management, financial planning, and investment advisory services. Juliana is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLORADO SPRINGS CO)
CO
11/28/2022 - 10/04/2023
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CT
03/27/2006 - 10/02/2007
INFINEX INVESTMENTS, INC. (SIMSBURY CT)
NY
04/12/2005 - 03/24/2006
IFMG SECURITIES, INC. (PURCHASE NY)
NY
11/03/2003 - 02/11/2005
AXA ADVISORS, LLC (NEW YORK NY)
RI
03/27/2001 - 10/27/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
11/02/2000 - 03/01/2001
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
BOTH
Issued 01/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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