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Juliana Duque

Wells Fargo Securities, LLC

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About Juliana Duque

Juliana Duque is a financial advisor with Wells Fargo Securities, LLC. Juliana has been in the financial services industry since 2021 and has a wide range of experience in the field. Juliana is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 86, Series 87, and SIE licenses. Juliana's experience and qualifications make her a valuable asset to Wells Fargo Securities, LLC.

Firm Information

Juliana Duque is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juliana Duque’s Registration & Firm History

FL

08/24/2023 - Present

Wells Fargo Securities, LLC (Miami FL)

NY

09/07/2021 - 03/03/2022

WELLS FARGO SECURITIES, LLC (New York NY)

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Licenses & Designations

BC

Issued 07/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/28/2021

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/07/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2021

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Juliana Duque.
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