Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian? Claim Your ProfileJulian Samuel is a financial professional with over 10 years of experience in the industry. Julian is currently registered with Houlihan Lokey Capital, Inc. in New York and Pennsylvania and has passed the Series 63, Series 65, Series 79, and Series 79TO exams. Julian has previous experience with Duff & Phelps Securities LLC in Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/28/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
IL
03/23/2012 - 08/14/2012
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BC
Issued 03/16/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/13/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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