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Julian Rich

Santander US Capital Markets LLC

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About Julian Rich

Julian Rich is a financial professional with experience in the industry. Julian currently works for Santander US Capital Markets LLC. Prior to this role, Julian worked for J.P. MORGAN PRIME INC. and J.P. MORGAN SECURITIES LLC. Julian has passed the Operations Professional Examination and Securities Industry Essentials Examination.

Firm Information

Julian Rich is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julian Rich’s Registration & Firm History

DE

05/24/2022 - Present

Santander US Capital Markets LLC (NEWARK DE)

NY

05/18/2021 - 05/27/2022

J.P. MORGAN PRIME INC. (NEW YORK NY)

NY

04/10/2021 - 05/27/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/10/2021

Series 99TO - Operations Professional Examination

BC

Issued 04/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julian Rich.
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