linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Julian Radford

SG Americas Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Julian? Claim Your Profile

About Julian Radford

Julian Radford has been working in the financial services industry since November 11, 2006. Julian is currently registered with SG Americas Securities, LLC. Julian has previous experience with GOVDESK, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Julian is licensed to offer securities advice in all 50 states and the District of Columbia.

Firm Information

Julian Radford is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Julian Radford’s Registration & Firm History

NY

10/05/2015 - Present

SG Americas Securities, LLC (NEW YORK NY)

NJ

01/22/2013 - 10/01/2015

GOVDESK, LLC (NEWARK NJ)

NY

12/03/2009 - 08/09/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/21/2004 - 11/26/2007

HSBC SECURITIES (USA) INC. (NEW YORK NY)

Not sure if Julian Radford is right for you?

Licenses & Designations

BC

Issued 07/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2019

Series 24 - General Securities Principal Examination

BC

Issued 09/29/2006

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/20/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/04/2001

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Julian Radford.
Not sure if Julian Radford is right for you?