Unclaimed
Julian Puga is a registered representative with Northwestern Mutual Investment Services, LLC. Julian has been in the securities industry since 2016. Julian is registered in California, Colorado, District of Columbia, Kentucky, Louisiana, Nebraska, and Texas. Julian holds the Series 6, Series 63, and SIE licenses. Julian's office is located in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
04/06/2016 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
BC
Issued 10/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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