Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian? Claim Your ProfileJulian Ortega is a financial advisor with over 29 years of experience in the financial services industry. Julian is currently registered with Cetera Investment Advisers LLC and has previously worked for various financial institutions, including Wells Fargo Clearing Services, LLC, Frost Brokerage Services, Inc., and LPL Financial LLC. Julian is a licensed investment advisor and holds several professional licenses and designations, including Series 6, 7, 9, 10, 24, 63, 66 and 72. Julian specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/30/2024 - Present
Cetera Investment Advisers LLC (SAN ANTONIO TX)
TX
12/16/2022 - 05/20/2024
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
07/19/2022 - 12/08/2022
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
SC
09/10/2020 - 07/21/2022
LPL FINANCIAL LLC (FORT MILL SC)
TX
10/21/2010 - 08/28/2020
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
10/21/2010 - 07/10/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
01/27/2003 - 09/21/2010
NFP SECURITIES, INC. (AUSTIN TX)
TX
11/16/2000 - 11/14/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
11/16/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
09/04/1997 - 10/23/2000
BANK UNITED SECURITIES CORP. (HOUSTON TX)
IL
11/01/1996 - 09/02/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
06/20/1996 - 11/05/1996
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
09/12/1995 - 06/11/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
10/15/1993 - 11/15/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BOTH
Issued 11/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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