Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian? Claim Your ProfileJulian Luis Diaz is a registered representative with MML Investors Services, LLC. Julian has been in the securities industry since February 9, 2005. Julian has Series 7, Series 63, and Series 66 licenses. Julian is also a registered investment advisor representative. Julian works in the Shelton, CT office. Julian is a registered representative with the following state(s): Connecticut, Florida, Georgia, New York, and Ohio. Julian is also an independent insurance agent and has experience in life/accident/health, long-term care, dental, and group disability income. MML Investors Services, LLC is a financial services firm with over 7,000 employees. MML Investors Services, LLC has approximately $72.83 billion in assets under management. The firm provides financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (SHELTON CT)
CT
01/15/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SHELTON CT)
CT
01/27/2007 - 11/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
CT
04/06/2004 - 05/31/2006
GREENWICH GLOBAL, LLC (WILTON CT)
BOTH
Issued 02/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Julian Diaz is the right advisor for you? Invested Better is here to help.
