Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian john? Claim Your ProfileJulian john Veridiano De castro is a financial professional with over 5 years of experience in the financial services industry. Julian john has held positions at several firms, including Principal Securities, Inc., E*TRADE SECURITIES LLC, and Riversource Distributors, Inc. Julian john is currently registered with Alliance-ONE Investments, LLC and holds FINRA Series 6, 7, 26, and 63 licenses. Julian john specializes in providing investment advice and financial planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/29/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
10/18/2022 - 03/07/2023
PRINCIPAL SECURITIES, INC. (TAGUIG CITY )
NA
02/23/2018 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
MN
04/25/2017 - 11/20/2017
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
BC
Issued 05/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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