Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian? Claim Your ProfileJulian Iragorri is a financial advisor with UBS Financial Services Inc. based in NEW YORK, NY. Julian has been in the financial services industry for over 28 years. Prior to joining UBS Financial Services Inc. Julian worked at BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC.. Julian is registered with FINRA and holds the following licenses: Series 7, Series 63, Series 66, and SIE. Julian specializes in working with high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/13/2012 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/22/2008 - 03/07/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/13/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/25/1997 - 10/12/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
09/02/1994 - 06/26/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 01/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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