Unclaimed
Julian Heyward is a financial professional with over 25 years of experience in the industry. Julian is currently registered with Allspring Funds Distributor, LLC and is licensed in Alaska, Oregon and Washington. Julian has previously held positions at DWS Distributors, Inc., Allianz Global Investors Distributors LLC, Prudential Investment Management Services LLC, Prudential Securities Incorporated, Ladenburg, Thalmann & Co., Inc., Barrington Capital Group, L.P. and Continental Broker-Dealer Corp.. Julian holds Series 63, 65 and 7 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
09/07/2021 - Present
Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)
IL
12/18/2020 - 08/23/2021
DWS DISTRIBUTORS, INC. (CHICAGO IL)
NY
02/05/2015 - 12/08/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NJ
03/30/2001 - 02/18/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
10/27/1999 - 12/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/06/1998 - 07/27/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/18/1996 - 11/10/1998
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
09/16/1996 - 10/16/1996
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 08/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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