Unclaimed
Julian Emanuel has been in the financial services industry since December 2003. Julian is currently registered with Evercore Group LLC, located in New York, New York. Julian's prior registrations include BTIG, LLC, UBS Securities LLC, Prebon Financial Products Inc., Tullett Prebon Financial Services LLC, Madison Proprietary Trading Group, LLC, Electronic Trading Group, LLC, First New York Securities L.L.C., Gam Services, Inc., Spear, Leeds & Kellogg, L.P., and Tullett & Tokyo Securities, Inc. Julian holds the Series 3, 4, 7, 24, 55, 57TO, 63, 86, and 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
11/16/2017 - 12/06/2021
BTIG, LLC (New York NY)
NY
04/28/2010 - 11/21/2017
UBS SECURITIES LLC (NEW YORK NY)
NJ
05/06/2009 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
08/11/2009 - 04/19/2010
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
02/25/2009 - 04/28/2009
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
01/05/2005 - 11/23/2005
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
11/01/2002 - 01/07/2003
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
01/10/2002 - 04/10/2002
GAM SERVICES, INC. (NEW YORK NY)
NY
09/02/1999 - 11/08/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NA
10/05/1992 - 07/07/1994
TULLETT & TOKYO SECURITIES, INC.
BC
Issued 05/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/14/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/26/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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