Unclaimed
Julian Mitchell is a registered representative with Mufg Securities Americas Inc. Julian has passed the Series 7TO, SIE and Series 63 exams. Julian is currently registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 06/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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