Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julian? Claim Your ProfileJulian C. Lopez is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Julian has been in the financial services industry since March 7, 1999. Julian is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 31, and 63 licenses, as well as the Series 65 license. Julian is also registered as an investment advisor representative in Florida and Texas. Julian has worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. in the past. Julian is a member of the Advisory Board of the Council on Aging of Volusia County, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DAYTONA BEACH FL)
FL
06/01/2009 - 10/22/2010
MORGAN STANLEY SMITH BARNEY (ORMOND BEACH FL)
FL
03/08/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORMOND BEACH FL)
IA
Issued 03/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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