Unclaimed
Julian Bartlett is a financial professional with over 6 years of experience in the industry. Julian has a strong background in investment banking, having held a position at BTMU Securities, Inc. in Los Angeles, California, before joining Mufg Securities Americas Inc. in New York City. Julian holds the Series 79, Series 63, and SIE licenses. Julian is registered to provide securities related services in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CA
08/08/2016 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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