Unclaimed
Julia Libby shell is a financial advisor with over 11 years of experience in the industry. Julia is currently registered with Icapital Markets LLC and is licensed to provide financial advice in all 50 states and the District of Columbia. She specializes in providing investment advice to individual investors and has a strong track record of success. Julia has held previous positions at various firms including Credit Suisse Securities (USA) LLC, Morgan Stanley Distribution, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/13/2023 - Present
Icapital Markets LLC (Greenwich CT)
NY
04/21/2014 - 03/18/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/12/2011 - 04/08/2014
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
10/23/2009 - 11/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/08/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
AZ
11/16/2007 - 07/08/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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