Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Serpico is a registered representative with Nylife Securities LLC, a firm that is not registered with the Investment Advisor Association. Julia is licensed in New York. Julia's Series 63 license was issued on September 4th, 2024. She has held her Series 6TO license since January 22nd, 2022. Her SIE exam was passed on November 15th, 2021. She has been working in the financial industry since January 21st, 2022. Julia has no history of prior employment.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/22/2022 - Present
Nylife Securities LLC (MELVILLE NY)
BC
Issued 09/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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