Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Goldberg is a registered representative with Piper Sandler & Co. based in the New York, NY office. Julia has been in the industry since 2021. Julia holds the Series 63, 7TO, 79TO and SIE licenses. Julia was previously with KROLL SECURITIES LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/20/2024 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
03/23/2021 - 05/03/2024
KROLL SECURITIES LLC (NEW YORK NY)
BC
Issued 02/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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