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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Ramona Shiles is a financial professional with over 20 years of experience in the financial services industry. Julia is currently a Registered Representative and Investment Advisor Representative with Mutual Advisors, LLC, and is a Branch Manager/Sr. Client Service Associate for Sullivan Wealth Management Group. Prior to joining Mutual Advisors, LLC, Julia worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, and A. G. Edwards & Sons, Inc. Julia has a wide range of experience in the financial services industry, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/01/2016 - Present
Mutual Advisors, LLC (Roseville CA)
CA
06/01/2009 - 07/24/2013
MORGAN STANLEY (ROSEVILLE CA)
CA
09/06/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LINCOLN CA)
CA
11/10/2005 - 09/11/2007
A. G. EDWARDS & SONS, INC. (ROSEVILLE CA)
TX
03/12/2003 - 10/05/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 09/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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