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Julia Rafalko Vaughn

Summit Financial, LLC

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About Julia Rafalko Vaughn

Julia Rafalko Vaughn is a registered investment advisor representative at Summit Financial, LLC, and has been in the financial services industry since 2003. Julia has a strong background in estate planning and has been an estate planning attorney since 2018. Julia is also a trustee for several trusts and provides investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. She is licensed in Maryland and New Jersey and holds Series 7, Series 31, and Series 66 licenses. Julia's specializations include financial planning, portfolio management, and selection of other advisors.

Firm Information

Julia Vaughn is currently registered with Summit Financial, LLC. Summit Financial, LLC, is a registered investment adviser based in Parsippany, New Jersey. The firm provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. Summit Financial manages approximately $11.5 billion in assets for individuals, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs 132 investment adviser representatives and has over 19,000 client accounts.
Summit Financial, LLC

4 CAMPUS DRIVE

PARSIPPANY, NJ 07054

$11.55B

Assets Under Management

2

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Julia Vaughn’s Registration & Firm History

MD

12/19/2023 - Present

Summit Financial, LLC (LUTHERVILLE MD)

MD

04/27/2011 - 12/20/2023

SYMPHONIC SECURITIES LLC (LUTHERVILLE MD)

MD

01/04/2006 - 04/20/2009

CREDIT SUISSE SECURITIES (USA) LLC (BALTIMORE MD)

MD

08/08/2003 - 01/26/2006

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 10/24/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 08/07/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Julia Rafalko Vaughn.
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