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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Schap is a financial advisor with over 30 years of experience in the financial industry. Julia is currently registered with Morgan Stanley in Memphis, Tennessee. Julia has previously worked at several other firms, including Merrill Lynch, UBS Financial Services Inc., Morgan Keegan & Company, Inc., and Shearson Lehman Hutton Inc. Julia holds several licenses including Series 3, Series 7, and Series 66. Julia is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
11/20/2020 - Present
Morgan Stanley (Memphis TN)
TN
12/10/2008 - 11/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEMPHIS TN)
TN
09/05/2006 - 12/26/2008
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
TN
11/17/1989 - 04/07/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
09/26/1986 - 12/12/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 10/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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