Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Patricia Flores is a financial advisor at Oppenheimer & Co. Inc., located in Houston, TX. Julia has been in the industry since 2010 and is licensed to provide financial advice in Texas. Julia holds Series 7TO, SIE, and Series 6 licenses. Prior to joining Oppenheimer & Co. Inc. Julia worked at APEX CLEARING CORPORATION, J.P. MORGAN SECURITIES LLC, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/07/2021 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
10/07/2019 - 03/15/2021
APEX CLEARING CORPORATION (DALLAS TX)
TX
09/03/2013 - 10/13/2014
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
05/16/2013 - 08/21/2013
BBVA SECURITIES INC. (DALLAS TX)
TX
08/07/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
03/08/2010 - 07/12/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BC
Issued 03/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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