linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Julia Nicole Reid

Cowen AND Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Julia? Claim Your Profile

About Julia Nicole Reid

Julia Nicole Reid is a financial professional with over 20 years of experience in the industry. Julia has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service. Julia is currently registered with Cowen and Co. Previously, Julia was registered with TD Securities (USA) LLC, Cantor Fitzgerald & Co., Credit Suisse Securities (USA) LLC and Jefferies & Company, Inc. Julia holds a Series 3, Series 7, Series 57, and Series 63 license.

Firm Information

Julia Reid is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Julia Reid’s Registration & Firm History

NY

09/25/2023 - Present

Cowen AND Co. (NEW YORK NY)

NY

07/15/2019 - 09/27/2023

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

07/21/2016 - 04/16/2019

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/01/2001 - 05/12/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/20/1999 - 11/04/1999

JEFFERIES & COMPANY, INC. (NEW YORK NY)

Not sure if Julia Nicole Reid is right for you?

Licenses & Designations

BC

Issued 08/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2017

Series 57 - Securities Trader Exam

BC

Issued 10/12/2001

Series 3 - National Commodity Futures Examination

BC

Issued 08/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Julia Nicole Reid.
Not sure if Julia Nicole Reid is right for you?