Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Marie Toone is a financial advisor registered with LPL Financial LLC in North Highlands, California. Julia has been in the financial industry since 2017. Julia is also registered with the Securities and Exchange Commission (SEC) as an investment adviser representative. Julia has passed a variety of exams and has registrations in over 20 states. Prior to joining LPL Financial, Julia was registered with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2023 - Present
LPL Financial LLC (NORTH HIGHLANDS CA)
CA
06/23/2020 - 10/04/2023
WELLS FARGO CLEARING SERVICES, LLC (STOCKTON CA)
CA
05/08/2015 - 06/27/2018
J.P. MORGAN SECURITIES LLC (LODI CA)
BC
Issued 05/19/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Julia Toone is the right advisor for you? Invested Better is here to help.
