Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Marie Smith is a registered representative with PNC Investments. Julia has been in the securities industry since 2003 and has been with PNC Investments since 2022. Prior to joining PNC Investments, Julia worked for Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Wells Fargo Investments, LLC, Compass Brokerage, Inc. and Banc of America Investment Services, Inc. Julia has passed the Series 6, Series 7, Series 63, and Series 66 exams. Julia holds registrations in Texas. PNC Investments is a registered investment advisor with the SEC and has offices in Pittsburgh, Pennsylvania and across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
08/25/2022 - Present
PNC Investments (CROSBY TX)
TX
07/31/2017 - 08/16/2022
WELLS FARGO CLEARING SERVICES, LLC (MONT BELVIEU TX)
TX
10/01/2012 - 08/08/2017
J.P. MORGAN SECURITIES LLC (KINGWOOD TX)
TX
01/19/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW CANEY TX)
TX
02/25/2008 - 01/31/2011
WELLS FARGO INVESTMENTS, LLC (HUMBLE TX)
TX
05/24/2007 - 01/15/2008
COMPASS BROKERAGE, INC. (KINGWOOD TX)
TX
08/16/2004 - 04/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (KINGWOOD TX)
MA
07/31/2003 - 07/01/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 06/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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