Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Marie Brogan is a financial professional with experience in the industry. Julia is currently registered with Houlihan Lokey Capital, Inc. and Triago. Julia previously worked at MAXIM GROUP LLC. Julia holds the Series 7TO, Series 63 and SIE licenses. Julia is registered in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
11/23/2020 - 01/21/2022
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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