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Julia Mae Mazzola

T. Rowe Price Investment Services, Inc.

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About Julia Mae Mazzola

Julia Mazzola is a financial advisor with T. Rowe Price Investment Services, Inc. in Baltimore, Maryland. Julia has been in the securities industry since 2000. She holds the Series 6, 7, 24, 63, 86 and 87 licenses and is registered in Maryland. Julia previously worked at FORESIDE FUND SERVICES, LLC, PNC FUND DISTRIBUTOR, LLC, LEGG MASON WOOD WALKER, INCORPORATED, DEUTSCHE BANK SECURITIES INC. and DB ALEX. BROWN LLC.

Firm Information

Julia Mazzola is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julia Mazzola’s Registration & Firm History

MD

12/05/2022 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

MD

12/07/2011 - 12/20/2012

FORESIDE FUND SERVICES, LLC (BALTIMORE MD)

ME

06/28/2005 - 12/14/2009

PNC FUND DISTRIBUTOR, LLC (PORTLAND ME)

MD

07/05/2002 - 05/23/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

01/13/2001 - 06/26/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

11/30/2000 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/02/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/21/2001

Series 7 - General Securities Representative Examination

BC

Issued 11/29/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julia Mae Mazzola.
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