Unclaimed
Julia Pollard is a registered representative with Sanford C. Bernstein & Co., LLC, based in Nashville, TN. Julia is a Series 7 and Series 63 licensed individual who has been in the industry since June 2017. She has held a Series 7 and Series 63 license since June 2017. Julia is registered to conduct business in California and Maine. She has extensive experience in the financial services industry and is dedicated to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
TN
06/08/2017 - Present
Sanford C. Bernstein & CO., LLC (Nashville TN)
BC
Issued 07/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Julia Pollard is the right advisor for you? Invested Better is here to help.