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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Judith Smith is a financial advisor with over 16 years of experience in the financial services industry. Julia is registered with LPL Financial LLC. She is a Registered Representative and Investment Advisor Representative with the firm. Julia holds the following licenses: Series 6, 7, 24, 63 and 66. Julia has a strong background in providing financial advice to individuals and businesses. Julia is committed to helping clients achieve their financial goals. She is located in Golden, Colorado and has worked with clients in Arizona, California, Colorado, Iowa, Maryland, Nebraska, New Mexico, Oregon, Rhode Island, Texas, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
02/08/2012 - Present
LPL Financial LLC (GOLDEN CO)
CO
11/07/2011 - 02/07/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (DENVER CO)
CO
04/21/2009 - 07/29/2011
LPL FINANCIAL LLC (GREENWOOD VILLAGE CO)
CO
04/25/2008 - 05/29/2009
WESTERN INTERNATIONAL SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/03/2005 - 03/14/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 08/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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