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Julia I Ortiz

KEY Investment Services LLC

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About Julia I Ortiz

Julia Ortiz is a financial advisor at Key Investment Services LLC. Julia has over 20 years of experience in the financial services industry. Julia is registered to provide investment advice in the state of New York. Prior to joining Key Investment Services LLC, Julia worked at LPL FINANCIAL LLC, HSBC SECURITIES (USA) INC., BANC OF AMERICA INVESTMENT SERVICES, INC. and QUICK & REILLY, INC. Julia holds the Series 6, Series 63 and SIE licenses.

Firm Information

Julia Ortiz is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Julia Ortiz’s Registration & Firm History

NY

09/21/2016 - Present

KEY Investment Services LLC (West Haverstraw NY)

NY

05/18/2012 - 09/21/2016

LPL FINANCIAL LLC (OSSINING NY)

NY

12/13/2005 - 05/15/2012

HSBC SECURITIES (USA) INC. (OSSINING NY)

MA

10/20/2004 - 11/03/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

11/15/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Julia I Ortiz. Review regulatory record here.
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