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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Ham is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Julia has been in the financial services industry since 2012. Julia's previous experience includes working at Pruco Securities, LLC, Securities America, Inc., and VALIC Financial Advisors, Inc. Julia holds a Series 6, 7, 63, and 65 securities license. Julia's experience and qualifications make Julia a well-rounded financial advisor who is able to provide a variety of services to her clients. Julia is registered to provide investment advice in Alabama, Texas, Florida, Georgia, Mississippi, Louisiana, Colorado, North Carolina, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/07/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRHOPE AL)
AL
03/30/2020 - 07/27/2023
VALIC FINANCIAL ADVISORS, INC. (BIRMINGHAM AL)
LA
01/02/2020 - 03/27/2020
PURSHE KAPLAN STERLING INVESTMENTS (Covington LA)
LA
05/13/2019 - 12/31/2019
SECURITIES AMERICA, INC. (Covington LA)
LA
03/28/2012 - 11/21/2016
PRUCO SECURITIES, LLC. (METAIRIE LA)
IA
Issued 05/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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